Note: The job is a remote job and is open to candidates in USA. Key Bridge Compliance is a company that specializes in providing high-quality compliance services for investment advisers. They are seeking a Consultant, Compliance Services to support clients with their compliance obligations, working closely with Directors and handling various compliance activities and client management tasks.
Responsibilities
- Support Director-level compliance professionals serving Outsourced CCO and enterprise-level clients
- Maintain client compliance calendars and monitor regulatory deadlines
- Prepare for and participate in client meetings and trainings, including agendas, reports, and documentation
- Assist with advertising reviews, Code of Ethics reviews, and other core compliance activities
- Support compliance aspects of employee onboarding and offboarding
- Gather information and assist with regulatory filings
- Help coordinate, document, and execute compliance testing and reviews
- Contribute to the drafting and maintenance of key compliance documents such as Compliance Manuals, Form ADV, Code of Ethics, and Form CRS
- Stay informed on regulatory developments and industry trends and help communicate them clearly to clients
- Take on additional consulting responsibilities over time as experience and proficiency grow
Skills
- 2–5 years of experience in financial services, ideally working with Registered Investment Advisers
- Bachelor's degree in business, finance, law, or a related field
- Working knowledge of regulatory compliance and risk management concepts
- Strong written and verbal communication skills
- High attention to detail with excellent organizational and time-management skills
- Ability to manage multiple priorities while meeting deadlines
- Strong interpersonal skills and a client-service mindset
- Proficiency in Microsoft Excel, Word, and PowerPoint
Benefits
- Unlimited FTO. To promote a healthy work life balance, our employees are entitled to unlimited FTO. You will be encouraged to take at least two weeks of flexible time off (FTO) per year in addition to holidays observed by the company and be eligible to take FTO immediately upon hire.
- Paid sabbatical leave. We encourage all of our employees to travel, serve their community, and pursue their personal interests outside of work. To give you the ability to fulfill your personal goals, you will be eligible for paid sabbatical leave every 5 years of employment with the firm.
- Paid parental leave. To support our employees during one of life’s biggest changes, we offer our employees 12-weeks paid parental leave connected to the birth of an employee’s child or the placement of an adopted child within an employee’s home. You will be eligible for this benefit after you have been employed by the company for at least six months.
- Growth and learning. We are committed to giving our employees the opportunities to build new skills, helping both them and KBC become more valuable in the marketplace. Each calendar year, KBC budgets to invest annually in your personal growth & development.
- Retirement planning. We encourage all of our employees to plan and save for their retirement. You will be eligible to participate in the KBC sponsored 401(k) plan within 60 days following the start of your employment. KBC will make a safe harbor matching contribution equal to 100% of the first 4% of eligible pay that you contribute to the plan.
- Health & Wellness. We are committed to the health and wellness of our employees and their families. We are pleased to offer employees the option to choose the benefits that apply to them. The standard benefits are described below, but there are a number of other options available to you:
- Health Insurance. KBC offers a company sponsored health insurance plan. KBC will cover 100% of employee-only health insurance premiums for preferred plans.
- Dental Insurance. KBC also offers a company sponsored dental insurance plan. KBC will cover 100% of employee-only dental insurance premiums.
- Vision Insurance. KBC also offers a company sponsored vision insurance plan. KBC will cover 100% of employee-only insurance premiums
Company Overview
Key Bridge Compliance is a boutique consulting firm revolutionizing the regulatory landscape for SEC registered investment advisers. It was founded in 2018, and is headquartered in Covington, Kentucky, USA, with a workforce of 11-50 employees. Its website is https://www.keybridgecompliance.com/.