TMX Group is a leading global exchange organization that includes the Toronto Stock Exchange and Montreal Exchange. They are seeking a Compliance Analyst to support the Datalinx Business Operations team by ensuring adherence to reporting policies and internal controls, conducting compliance reviews, and enhancing governance processes.
Responsibilities
- Partner with the TMX Datalinx Business Operations team to strengthen compliance controls within the Datalinx Xpress & Audit Program
- Conduct compliance True Ups with clients to verify adherence to TMX Datalinx reporting policies and contractual obligations
- Develop and maintain discovery cases based on client feedback, ensuring potential compliance gaps or risk areas are identified early
- Communicate policy requirements, product roadmaps, and regulatory-aligned offerings to strategic clients to support transparency and compliance readiness
- Identify, analyze, and interpret patterns in complex datasets to detect compliance risks, inconsistencies, or anomalies in sales, pricing, operational activity, and client behavior
- Generate actionable insights that inform compliance decisions, risk mitigation planning, and operational improvements
- Prepare compliance reports and metrics for internal stakeholders, supporting audit readiness and internal review cycles
- Collaborate with cross-functional teams—technical delivery, sales, product, and operations—to enhance processes and ensure alignment with compliance best practices
- Support the development and refinement of compliance monitoring workflows, documentation standards, and audit procedures
- Assist in process improvement initiatives to reduce risk exposure, streamline compliance checks, and enhance end-to-end governance across Datalinx teams
Skills
- Recent graduate with a Bachelor's degree in Business, Commerce, Economics, or Finance
- Proven quantitative analysis skills, preferably in financial products or asset classes
- Strong attention to detail and adherence to high compliance accuracy standards
- Collaborative, proactive, and results-oriented mindset
- Strong client-facing communication and relationship management capabilities
- Demonstrated learning agility and ability to adapt to evolving compliance requirements
- Advanced proficiency in Microsoft Excel for compliance tracking and reporting
- Experience in the securities industry, including knowledge of trading workflows and how broker/dealers, buy-side firms, traders, analysts, and advisors leverage TMX products—especially in contexts requiring compliance, reporting accuracy, or audit support
Benefits
- Wellness - From empathetic leadership to a culture of flexibility and balance, we believe wellness at work creates the maximum yield and a stronger “we”. Plus, with a cloud-first and hybrid workstyle, as well as generous time-off and leaves, we support a life well lived!
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